LICQual Level 2 Diploma in Document Control and Record Management

The LICQual Level 2 Diploma in Document Control and Record Management is a comprehensive qualification designed for individuals seeking to enhance their expertise in the vital areas of document and records management. As organizations place a greater emphasis on secure, efficient, and compliant document handling, this diploma equips you with the advanced skills necessary to manage documents and records throughout their lifecycle.

Whether you’re looking to advance in an administrative, compliance, or information management role, this course provides the knowledge and practical experience to support the effective management of an organization’s documents and records. This qualification ensures that you gain the confidence and competency to meet the demands of the modern workplace.

The LICQual Level 2 Diploma in Document Control and Record Management covers essential aspects of document and record management, including best practices for the creation, classification, storage, retrieval, and secure disposal of documents. Throughout this course, you will delve into key topics such as legal and regulatory compliance, document security, and the implementation of efficient document control systems. You will learn how to manage large volumes of records while maintaining accuracy, confidentiality, and accessibility.

This qualification also emphasizes the importance of data protection and how to integrate compliance with relevant standards into everyday practices. By the end of the course, you will be able to implement a structured, organized document control system, manage records efficiently, and ensure that documents are handled in compliance with industry regulations.

Ideal for professionals in administrative, records management, or compliance roles, the LICQual Level 2 Diploma provides a clear path to advancing your career in document control and records management. This qualification is a valuable asset for anyone looking to boost their capabilities in managing organizational documents and records securely and efficiently.

Course Overview


Qualification Title

LICQual Level 2 Diploma in Document Control and Record Management


Total Units

6

Total Credits

36

GLH

120

Qualification #

LICQ2200245


Qualification Specification

Download Qualification Specification

To enrol in the LICQual Level 2 Diploma in Document Control and Record Management Course, candidates must meet the following entry requirements:

  1. Educational Requirements: There are no specific formal academic qualifications required to enroll in the LICQual Level 2 Diploma in Document Control and Record Management. However, basic literacy and numeracy skills are necessary to engage with the course materials and assessments effectively.
  2. Experience: It is recommended that candidates have some experience in document control, records management, or administrative roles. While prior experience is not mandatory, having exposure to managing documents or records in any organizational setting will help learners grasp more advanced topics during the course.
  3. English Language Proficiency: As the course is conducted in English, learners should have a sufficient level of English proficiency to understand the course content and engage in assessments. If English is not the learner’s first language, an equivalent IELTS score of 5.5 or higher (or another recognized qualification) is recommended.
  4. Age Requirement: Candidates must be at least 18 years of age at the time of enrolment.

Qualification#

Unit Title

Credits

GLH

LICQ2200245-1

Advanced Document Control Practices

6

20

LICQ2200245-2

Record Management Frameworks

6

20

LICQ2200245-3

Electronic Document Management Systems

6

20

LICQ2200245-4

Classification and Indexing Systems

6

20

LICQ2200245-5

Risk Management and Document Security

6

20

LICQ2200245-6

Record Retention Policies and Procedures

6

20

By the end of this course, learners will be able to:

Advanced Document Control Practices

  • Implement advanced document control techniques, including version control, approval workflows, and document distribution management.
  • Analyze and improve document control processes to enhance efficiency, security, and compliance across the organization.
  • Apply strategies for document versioning and lifecycle management to ensure accurate record-keeping.

Record Management Frameworks

  • Understand and evaluate various record management frameworks used in different industries.
  • Develop and implement appropriate record management structures that align with legal, regulatory, and organizational requirements.
  • Assess the effectiveness of record management systems and recommend improvements to optimize organizational practices.

Electronic Document Management Systems (EDMS)

  • Gain proficiency in using Electronic Document Management Systems (EDMS) to store, retrieve, and manage digital records.
  • Design and implement EDMS strategies to streamline document workflows, improve accessibility, and ensure compliance with legal standards.
  • Address challenges related to the integration of electronic systems into existing document control frameworks.

Classification and Indexing Systems

  • Design and apply effective classification and indexing systems to organize and retrieve documents efficiently.
  • Implement both physical and electronic filing and indexing methods to enhance document retrieval and storage.
  • Apply indexing techniques to categorize documents systematically and ensure quick access to records.

Risk Management and Document Security

  • Identify potential risks in document control and records management and develop strategies to mitigate them.
  • Implement document security measures to protect sensitive information from unauthorized access and ensure compliance with privacy regulations.
  • Evaluate and manage risks associated with document storage, access, and disposal, ensuring the security and integrity of records.

Record Retention Policies and Procedures

  • Understand and apply record retention policies that align with legal and organizational requirements.
  • Develop and implement retention schedules and disposal procedures to ensure proper management of records throughout their lifecycle.
  • Monitor and review record retention practices to ensure they comply with industry standards and regulatory guidelines.

This diploma is ideal for:

  • Professionals working in document control, records management, or administrative roles who want to enhance their expertise and take on more advanced responsibilities
  • Individuals looking to specialize in electronic document management systems (EDMS) and improve digital record-keeping practices within their organization.
  • Managers or team leaders responsible for overseeing document control systems, ensuring compliance, and improving organizational document workflows.
  • Employees in industries such as healthcare, finance, legal, or government who need to meet strict regulatory and compliance standards in managing documents and records.
  • Professionals who are keen to develop advanced skills in risk management, document security, and retention policies to ensure sensitive information is protected.
  • Those interested in mastering the creation, classification, and indexing of records to enhance document retrieval and organization
  • Individuals seeking career progression in document control, records management, or compliance-focused roles within their organization.

Assessment and Verification

All units within this qualification are subject to internal assessment by the approved centre and external verification by LICQual. The qualification follows a criterion-referenced assessment approach, ensuring that learners meet all specified learning outcomes.

To achieve a ‘Pass’ in any unit, learners must provide valid, sufficient, and authentic evidence demonstrating their attainment of all learning outcomes and compliance with the prescribed assessment criteria. The Assessor is responsible for evaluating the evidence and determining whether the learner has successfully met the required standards.

Assessors must maintain a clear and comprehensive audit trail, documenting the basis for their assessment decisions to ensure transparency, consistency, and compliance with quality assurance requirements.

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