LICQual Level 6 Diploma in Healthcare Compliance and Regulations 

The LICQual Level 6 Diploma in Healthcare Compliance and Regulations is an advanced qualification designed for experienced healthcare professionals who wish to enhance their expertise in regulatory frameworks, compliance standards, and governance within healthcare organisations. This diploma equips learners with the knowledge, skills, and practical understanding required to ensure that healthcare services operate within legal, ethical, and professional standards, safeguarding patients, staff, and organisational integrity.

This qualification is not intended for fresh candidates; it is specifically aimed at professionals who seek to enhance their career prospects, expand their knowledge, and strengthen their Continuing Professional Development (CPD). Learners will explore key areas such as healthcare laws, regulatory compliance, risk management, auditing processes, and policy implementation. By developing a deep understanding of compliance and regulatory requirements, learners will be able to make informed decisions that support safe, effective, and high-quality healthcare delivery.

Centres delivering the LICQual Level 6 Diploma in Healthcare Compliance and Regulations are required to maintain the highest standards of education and training. This includes employing competent and qualified staff, providing comprehensive and up-to-date learning materials, and ensuring access to all necessary resources to support learner engagement, understanding, and success. These standards guarantee a professional learning environment where learners can gain both theoretical knowledge and practical expertise in compliance and governance.

Completing this diploma empowers learners to take on senior compliance, management, or advisory roles within hospitals, clinics, regulatory bodies, or healthcare organisations. The course combines rigorous academic content with practical applications, preparing learners to implement effective compliance strategies, navigate complex regulatory environments, and contribute to the overall quality and safety of healthcare services.

Course Overview


Qualification Title

LICQual Level 6 Diploma in Healthcare Compliance and Regulations 

Total Units

6

Total Credits

120

GLH

480

Qualification #

LICQ2200776


Qualification Specification

Download Qualification Specification

To enroll in the LICQual Level 6 Diploma in Healthcare Compliance and Regulations , applicants must meet the following criteria:

  • Age Requirement: Applicants must be at least 18 years old.
  • Educational Requirements: Learners should hold a Level 5 qualification or equivalent in healthcare, law, management, or a related discipline. Relevant professional experience may be considered for applicants without formal qualifications.
  • Experience: A minimum of two years’ experience in mental health, healthcare management, or related roles is recommended to provide practical context for the course content.
  • English Language Proficiency: Applicants must have a good command of the English language. Non-native English speakers should demonstrate English proficiency equivalent to IELTS 5.0 or CEFR Level B1 to ensure effective participation and comprehension.
  • Commitment to CPD: Learners should show a clear commitment to ongoing professional growth, as this qualification is designed to enhance knowledge, skills, and CPD within healthcare compliance and governance.
  • Access to Required Resources: Learners must have reliable access to a computer, internet, and any learning platforms or materials provided by the centre to fully participate in online, blended, or face-to-face learning activities.

Qualification#

Unit Title

Credits

GLH

LICQ2200776-1

Principles of Healthcare Compliance

20

80

LICQ2200776-2

Healthcare Laws and Regulations

20

80

LICQ2200776-3

Risk Management and Compliance Auditing

20

80

LICQ2200776-4

Policy Development and Implementation

20

80

LICQ2200776-5

Ethical Practice and Governance in Healthcare

20

80

LICQ2200776-6

Strategic Compliance Leadership

20

80

By the end of this course, learners will be able to:

Unit 1: Principles of Healthcare Compliance

  • Understand the core principles and concepts of healthcare compliance.
  • Analyse regulatory frameworks and their application within healthcare organisations.
  • Evaluate the role of ethical responsibilities and organisational accountability in compliance.
  • Develop strategies to integrate compliance principles into healthcare operations.

Unit 2: Healthcare Laws and Regulations

  • Understand national and international healthcare laws and statutory requirements.
  • Analyse professional standards and their implications for healthcare practice.
  • Apply legal and regulatory requirements to organisational and operational decision-making.
  • Evaluate compliance with healthcare laws to ensure safe and effective service delivery.

Unit 3: Risk Management and Compliance Auditing

  • Understand methods for identifying, assessing, and mitigating risks in healthcare settings.
  • Analyse compliance auditing techniques and procedures.
  • Apply risk management strategies to maintain regulatory and ethical standards.
  • Evaluate the effectiveness of risk and audit processes in supporting organisational compliance.

Unit 4: Policy Development and Implementation

  • Understand the principles of policy development in healthcare organisations.
  • Analyse strategies for effective implementation and monitoring of policies.
  • Apply evidence-based approaches to develop policies that ensure compliance and governance.
  • Evaluate the impact of policies on organisational performance and regulatory adherence.

Unit 5: Ethical Practice and Governance in Healthcare

  • Understand ethical principles and decision-making frameworks in healthcare.
  • Analyse governance structures that support responsible healthcare delivery.
  • Apply ethical and governance standards to practical situations within healthcare organisations.
  • Evaluate the effectiveness of ethical practices and governance frameworks in ensuring quality care.

Unit 6: Strategic Compliance Leadership

  • Understand principles of strategic leadership in healthcare compliance.
  • Analyse methods for integrating compliance into organisational planning and decision-making.
  • Develop leadership strategies to promote a culture of compliance and accountability.
  • Evaluate the impact of strategic compliance initiatives on organisational performance and patient safety.

This advanced qualification is designed for professionals seeking to enhance their expertise in healthcare compliance, governance, and regulatory management. Learners who will benefit most include:

  • Healthcare Compliance Officers: Professionals responsible for ensuring that healthcare services adhere to legal, ethical, and regulatory standards.
  • Healthcare Managers and Executives: Individuals overseeing organisational policies, risk management, and compliance frameworks within hospitals, clinics, or healthcare organisations.
  • Healthcare Consultants and Advisors: Professionals providing expert guidance on compliance, governance, and regulatory strategy.
  • Risk and Audit Specialists: Individuals focusing on auditing processes, risk assessment, and implementation of compliance standards.
  • CPD-Oriented Professionals: Learners committed to continuing professional development (CPD) and seeking to advance their careers in healthcare management, compliance, or advisory roles.
  • Strategic Decision-Makers in Healthcare: Professionals using compliance knowledge to inform organisational planning, improve service delivery, and ensure patient safety.

This course equips learners with the knowledge, leadership skills, and practical expertise necessary to implement effective compliance strategies, navigate complex regulatory environments, and excel in senior management, advisory, or strategic roles within healthcare organisations.

To deliver the LICQual Level 6 Diploma in Healthcare Compliance and Regulations effectively, training centres must meet the following standards to ensure a high-quality learning experience for all learners:

  • Qualified and Competent Staff: Centres must employ trainers and assessors with relevant qualifications and extensive experience in healthcare compliance, governance, risk management, and regulatory standards. Staff should be capable of guiding learners through advanced compliance concepts and practical applications.
  • Comprehensive Learning Materials: Centres should provide up-to-date resources, including course manuals, case studies, policy documents, and access to online learning platforms, enabling learners to engage fully with the curriculum.
  • Access to Technology and Facilities: Centres must have suitable classrooms, computers, internet access, and digital tools to support face-to-face, blended, or online learning delivery.
  • Robust Assessment and Support Systems: Centres must implement clear assessment procedures, provide timely feedback, and offer guidance and support to help learners achieve learning outcomes and complete the qualification successfully.
  • Commitment to Continuing Professional Development (CPD) and Best Practices: Centres should foster a culture of CPD for both learners and staff, maintaining high standards in teaching, assessment, and industry relevance.
  • Regulatory Compliance and Quality Assurance: Centres must adhere to all relevant education regulations and quality assurance processes to uphold the integrity and credibility of the qualification.

Meeting these requirements ensures that learners receive a professional, structured, and supportive learning environment, enabling them to develop advanced skills in healthcare compliance and governance, lead organisational initiatives, and excel in senior management, advisory, or strategic roles within healthcare organisations.

Assessment and Verification

All units within this qualification are subject to internal assessment by the approved centre and external verification by LICQual. The qualification follows a criterion-referenced assessment approach, ensuring that learners meet all specified learning outcomes.

To achieve a ‘Pass’ in any unit, learners must provide valid, sufficient, and authentic evidence demonstrating their attainment of all learning outcomes and compliance with the prescribed assessment criteria. The Assessor is responsible for evaluating the evidence and determining whether the learner has successfully met the required standards.

Assessors must maintain a clear and comprehensive audit trail, documenting the basis for their assessment decisions to ensure transparency, consistency, and compliance with quality assurance requirements.

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