The LICQual Level 3 Diploma in Healthcare Compliance and Regulations is a comprehensive qualification designed for healthcare professionals seeking to advance their knowledge and expertise in regulatory, legal, and ethical aspects of healthcare management. This diploma is specifically aimed at learners with prior experience in healthcare or management roles who wish to enhance their professional skills, improve compliance practices, and progress in their careers. It is not intended for fresh entrants, but for motivated professionals committed to achieving excellence and demonstrating their competence in healthcare compliance.
Learners undertaking this diploma will gain an in-depth understanding of healthcare regulations, standards, and best practices that govern safe, ethical, and effective service delivery. The programme equips learners with the skills to implement, monitor, and evaluate compliance processes, manage risks, and contribute to organisational governance. By applying regulatory knowledge practically, learners are prepared to address challenges in healthcare operations, support quality improvement initiatives, and ensure adherence to legal and ethical requirements.
Centres delivering this qualification must maintain high standards of training, employing competent and qualified staff and providing access to up-to-date learning resources, technology, and facilities. This ensures learners receive a high-quality educational experience that maximises engagement, knowledge retention, and successful completion.
Ideal for healthcare managers, compliance officers, risk management professionals, and practitioners responsible for regulatory oversight, the LICQual Level 3 Diploma in Healthcare Compliance and Regulations also supports Continuing Professional Development (CPD). Learners completing this diploma will enhance their professional credibility, demonstrate a commitment to ethical and compliant healthcare practice, and position themselves for career progression within the sector.
Course Overview
Qualification Title
LICQual Level 3 Diploma in Healthcare Compliance and Regulations
Total Units
6
Total Credits
60
GLH
240
Qualification #
LICQ2200746
Qualification Specification
To enroll in the LICQual Level 3 Diploma in Healthcare Compliance and Regulations, applicants must meet the following criteria:
|
Qualification# |
Unit Title |
Credits |
GLH |
|---|---|---|---|
|
LICQ2200746-1 |
Introduction to Healthcare Compliance |
10 |
40 |
|
LICQ2200746-2 |
Healthcare Regulations and Standards |
10 |
40 |
|
LICQ2200746-3 |
Policies and Procedures in Healthcare Compliance |
10 |
40 |
|
LICQ2200746-4 |
Risk Management and Ethical Practice |
10 |
40 |
|
LICQ2200746-5 |
Auditing and Monitoring Compliance |
10 |
40 |
|
LICQ2200746-6 |
Professional Responsibilities and Continuing Development |
10 |
40 |
By the end of this course, learners will be able to:
1. Introduction to Healthcare Compliance
By the end of this unit, learners will be able to:
- Explain the role and significance of compliance in healthcare organisations.
- Identify legal, ethical, and regulatory frameworks relevant to healthcare practice.
- Analyse the responsibilities of healthcare professionals in maintaining compliance.
- Evaluate the consequences of non-compliance on service quality and patient safety.
2. Healthcare Regulations and Standards
By the end of this unit, learners will be able to:
- Identify key national and international healthcare regulations and standards.
- Apply regulatory requirements to ensure safe and ethical healthcare delivery.
- Assess compliance with clinical practice and organisational governance standards.
- Demonstrate understanding of how regulations influence operational and strategic decisions.
3. Policies and Procedures in Healthcare Compliance
By the end of this unit, learners will be able to:
- Develop and implement healthcare policies that meet regulatory requirements.
- Ensure organisational procedures support compliance and ethical practices.
- Monitor and evaluate the effectiveness of policies and procedures.
- Promote a culture of accountability and continuous improvement within healthcare teams.
4. Risk Management and Ethical Practice
By the end of this unit, learners will be able to:
- Identify potential compliance and operational risks in healthcare settings.
- Apply risk management strategies to mitigate legal, ethical, and operational challenges.
- Utilise ethical frameworks to guide decision-making in healthcare practice.
- Evaluate the effectiveness of risk mitigation and ethical strategies in supporting compliance.
5. Auditing and Monitoring Compliance
By the end of this unit, learners will be able to:
- Conduct audits to assess adherence to organisational policies and regulations.
- Monitor compliance performance and identify areas for improvement.
- Report audit findings effectively and recommend corrective actions.
- Support continuous improvement through systematic compliance monitoring and evaluation.
6. Professional Responsibilities and Continuing Development
By the end of this unit, learners will be able to:
- Demonstrate accountability, integrity, and ethical responsibility in professional practice.
- Apply Continuing Professional Development (CPD) principles to enhance compliance knowledge.
- Develop strategies to maintain and improve professional competence in regulatory matters.
- Use acquired knowledge to enhance organisational governance and compliance outcomes.
This diploma is designed for healthcare professionals seeking to enhance their knowledge of compliance, regulations, and ethical practices within healthcare organisations. Learners who should enrol include:
- Compliance Officers and Administrators: Professionals responsible for ensuring adherence to healthcare regulations and internal policies.
- Healthcare Managers and Supervisors: Individuals overseeing teams or departments who need to implement and monitor compliance measures effectively.
- Clinical Practitioners and Care Coordinators: Healthcare staff aiming to deepen their understanding of legal, ethical, and regulatory standards affecting patient care.
- Risk Management Professionals: Individuals involved in identifying, monitoring, and mitigating compliance and operational risks in healthcare settings.
- CPD-Focused Professionals: Learners committed to Continuing Professional Development (CPD) who wish to demonstrate expertise in healthcare compliance and governance.
- Professionals Seeking Career Advancement: Individuals looking to progress into senior management, regulatory oversight, or governance roles within healthcare organisations.
By completing this diploma, learners will gain practical skills, regulatory knowledge, and professional confidence, enabling them to support their organizations in maintaining high standards of governance, compliance, and ethical healthcare practice.
To deliver the LICQual Level 3 Diploma in Healthcare Compliance and Regulations effectively, centres must meet the following requirements to ensure high-quality training and successful learner outcomes:
- Qualified and Competent Staff: Centres must employ experienced and qualified tutors with expertise in healthcare compliance, regulations, and governance. Tutors should be able to support learners in achieving both theoretical knowledge and practical application skills.
- Adequate Learning Resources: Centres should provide access to up-to-date textbooks, case studies, regulatory frameworks, online learning platforms, and other essential resources to support effective study and assessment.
- Suitable Training Facilities: Centres must maintain classrooms or training environments that are conducive to learning, equipped with computers, projectors, internet access, and other necessary teaching aids.
- Assessment and Quality Assurance Procedures: Centres must implement robust assessment strategies, internal verification, and quality assurance processes to ensure fair, accurate, and consistent evaluation of learner performance.
- Learner Support: Centres should provide guidance, mentoring, and access to resources that help learners understand complex compliance concepts, complete assignments, and achieve professional development goals.
- Health, Safety, and Accessibility Standards: Centres must maintain safe and accessible learning environments, adhering to all relevant regulations and best practices to protect learners and staff.
Meeting these requirements ensures that centres can deliver a high-quality learning experience, equipping learners with the knowledge, skills, and confidence needed to excel in healthcare compliance, regulatory, and governance roles.
Assessment and Verification
All units within this qualification are subject to internal assessment by the approved centre and external verification by LICQual. The qualification follows a criterion-referenced assessment approach, ensuring that learners meet all specified learning outcomes.
To achieve a ‘Pass’ in any unit, learners must provide valid, sufficient, and authentic evidence demonstrating their attainment of all learning outcomes and compliance with the prescribed assessment criteria. The Assessor is responsible for evaluating the evidence and determining whether the learner has successfully met the required standards.
Assessors must maintain a clear and comprehensive audit trail, documenting the basis for their assessment decisions to ensure transparency, consistency, and compliance with quality assurance requirements.
